Delivery Instruction Slip

The Delivery Instruction Slip (DIS) slip is essentially like a cheque but for your Demat account transactions. It is used to facilitate and authorize the sale or transfer of shares from one account to another. This signed document is specifically important for offline trading, as it permits the DP (Depository Participant) to carry out the transfer on your behalf.

Is it compulsory to fill out this Delivery Instruction Slip (DIS)?

Yes, It is mandated by SEBI that for every trade Delivery Instruction Slip (DIS) has to be filled and submitted within the stipulated time to the broker Without a correct Delivery Instruction Slip (DIS) a trade cannot be settled as it gives instructions to DP to transfer securities on your behalf for the settlement of a trade.

PROFORMA OF DELIVERY INSTRUCTION SLIP (DIS) SLIP

DIS

FILEDS TO BE FILLED IN DELIVERY INSTRUCTION SLIP (DIS) SLIP

1. DP ID: This will be pre-printed on the DIS slip

2. Client ID: We need to mention the last 8 digits of the Demat account number. For the Demat Account number, you may refer DP id column in Deal Slip. (Deal slip is mailed after the execution of a transaction).

3. First/Sole Holder’s Name: Specify the account holder’s name as mentioned in the Demat account

4. ISIN: Specify the ISIN of security to be transferred. (Refer Deal Slip)

5. Security Name: Name of security to be transferred. ( Refer to Deal Slip)

6. Quantity in Figures: Specify the quantity in numbers.

7. Quantity in Words: Specify the quantity in words.

8. Instruction Type :- Account Transfer -outside (Inter Depository)

Enter details in BO-CM column

9. Exchange Name: Mention the name of the exchange _NSE

10. Settlement/ Market Market: Mention CORPORATE BOND (T+1)

11. Settlement Number: Need to mention the settlement number (Refer to Deal Slip Column Settlement Number)

12. Counter DP id/CM BP: Mention CM BP Id as IN568177.

13. Counter client ID: No need to enter any details in this column

14. Counter BO/CM Name: Mention CM name as NSE Clearing Ltd

15. Signature: Signature of a 1st Holder to sign in this.

Stock Broker Name	Registration Number	Registered Address	Branch Address ( If Any )	Contact Number	Email id
Bondbazaar Securities Private Limited	INZ000303236	204-205, Balarama Co-Op Housing Society Ltd. Bandra Kurla Complex, Bandra East, Mumbai - 400051	-	022-35121163/64	compliance@bondbazaar.com

	NSE Trading Member ID : 90247

	NSE Clearing Member ID : M70039

	BSE Trading & Clearing Member ID : 6768

	DP SEBI Registration Number and Data :
	CDSL: IN-DP-700-2022 \|
	7th July,2022 F-trac Membership No. 11085 & ARCL Clearing & Settlement Membership Id - A00011

Compliance officer :
Name: Mr. Akshay Narkar
Contact No.: 022 3512 1163/64
Email: compliance@bondbazaar.com

For any feedback, please write to connect@bondbazaar.com

For any complaints pertaining to securities broking please write to complaints@bondbazaar.com , for DP related to dp@bondbazaar.com. Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI.

Procedure to file a complaint on :: SCORES :: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances.

Investments in securities market are subject to market risks; read all the related documents carefully before investing.

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. Don’t worry about refund as the money remains in the investor's account.

Attention Investors:

Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.
Prevent Unauthorized Transactions in your Demat account - Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all transactions.
KYC is a onetime exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund, etc.), you need not undergo the same process again when you approach another intermediary.
1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
3. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 and BSE vide notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 dated August 31, 2020 and other guidelines issued from time to time in this regard. Check your Securities/ Bonds in the consolidated account statement issued by CDSL every month. .......... Issued in the interest of Investors"

Details of Client Bank Account

Name of Bank Account : ICICI BANK LTD ( Bondbazaar Securities Private Limited - Client Account )

Bank Account Number : 000405132889

IFSC : ICIC0000004

"Investors are requested to note that Stock broker ( M/s. Bondbazaar Securities Private Limited ) is permitted to receive/pay money from/to investor through designated bank accounts only named as client bank accounts. Stock broker (M/s. Bondbazaar Securities Private Limited ) is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use above client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchange on their website under "Know / Locate your Stock Broker".

Advisory to Investors:

There is no assurance or guarantee of the returns. Investment in securities market are subject to market risk, read all the related documents carefully before investing. As a business we don't give stock tips, and have not authorized anyone to trade on behalf of others. If you find anyone claiming to be part of Bondbazaar and offering such services, please contact connect@bondbazaar.com